Wednesday, October 28, 2026
Data from SEC filings, checked daily
Public filings, plainly told
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LOB Insider Trading and Fund Holdings (Live Oak Bancshares, Inc.) · https://wallstpal.com/stock/lob/ · saved 2026-10-28

About this page

Insider trades reported on SEC Form 4: when the people who run a company buy or sell its shares with their own money.

How to read it

Form 4
The form a company insider (officer, director or owner of more than 10%) must file with the SEC within two business days of buying or selling the company's shares.
Buy (P) and Sell (S)
Open-market purchases and sales. Gifts, option exercises and automatic tax withholding are left out because they say little about what the insider thinks.
Value
Shares times price, as reported on the filing.
10b5-1
A trade made under a plan set up in advance. Planned sales are common and usually say less than an unplanned purchase.
Late filing
A Form 4 filed more than two business days after the trade.
Vs. S&P 500
How the stock did after the trade minus how the overall market did in the same weeks.

A real example

In January 2016, when bank stocks were falling, JPMorgan Chase CEO Jamie Dimon bought 500,000 JPMorgan shares with his own money, worth about $26 million. His Form 4 made the purchase public within days, and investors read it as a strong sign of confidence.

Explain it like I'm 13

If the coach of a team bets his own allowance that his team will win, that tells you something. A Form 4 is the note a company boss must hand in whenever he buys or sells his own company's shares, so everyone can see it.

Data from public SEC filings and congressional reports. Information, not investment advice. Check every number against the filing linked on the page.

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StockCIK 1462120

Live Oak Bancshares, Inc. (LOB): Insider Trades and Fund Holdings

In the past 12 months, Live Oak Bancshares, Inc. insiders reported no open-market purchases and 20 sales worth $5.97M; 15 of the sales were reported as made under a 10b5-1 trading plan.

0Insider buys, 12 months
$0Bought by insiders, 12 months
$5.97MSold by insiders, 12 months
0Tracked funds holding

Timeline: news and trades

Company filings (8-K), insider trades, notices of planned sales (Form 144), Congress trades and fund moves in the past year, newest first.

  1. Oct 26, 2026Planned saleSeward Gregory W (officer) filed notice to sell about $176,550 around Oct 26, 2026
  2. Oct 21, 2026NewsCompany reported: Quarterly or annual results
  3. Oct 20, 2026NewsCompany reported: Executive or director change
  4. Sep 10, 2026Insider saleCEO James S. Mahan III sold $387,485 under a 10b5-1 plan
  5. Sep 10, 2026Planned saleMAHAN JAMES S III (officer, director) filed notice to sell about $387,485 around Sep 10, 2026
  6. Sep 9, 2026Insider saleCEO James S. Mahan III sold $386,312 under a 10b5-1 plan
  7. Sep 9, 2026Planned saleMAHAN JAMES S III (officer, director) filed notice to sell about $386,312 around Sep 9, 2026
  8. Sep 3, 2026Insider saleCEO James S. Mahan III sold $397,466 under a 10b5-1 plan
  9. Sep 3, 2026Insider saleDirector William L. Williams III sold $264,220 under a 10b5-1 plan
  10. Sep 3, 2026Insider saleDirector Tonya Williams Bradford sold $63,824
  11. Sep 3, 2026Planned saleMAHAN JAMES S III (officer, director) filed notice to sell about $398,900 around Sep 3, 2026
  12. Sep 3, 2026Planned saleBradford Tonya Williams (director) filed notice to sell about $63,824 around Sep 3, 2026
  13. Sep 2, 2026Insider saleCEO James S. Mahan III sold $395,412 under a 10b5-1 plan
  14. Sep 2, 2026Insider saleDirector William L. Williams III sold $72,401 under a 10b5-1 plan
  15. Sep 2, 2026Planned saleMAHAN JAMES S III (officer, director) filed notice to sell about $390,000 around Sep 2, 2026
  16. Aug 27, 2026Insider saleCEO James S. Mahan III sold $396,590 under a 10b5-1 plan
  17. Aug 27, 2026Planned saleMAHAN JAMES S III (officer, director) filed notice to sell about $396,590 around Aug 27, 2026
  18. Aug 26, 2026Insider saleCEO James S. Mahan III sold $399,878 under a 10b5-1 plan
  19. Aug 26, 2026Planned saleMAHAN JAMES S III (officer, director) filed notice to sell about $399,878 around Aug 26, 2026
  20. Aug 20, 2026Insider saleCEO James S. Mahan III sold $405,283 under a 10b5-1 plan
  21. Aug 20, 2026Planned saleMAHAN JAMES S III (officer, director) filed notice to sell about $405,500 around Aug 20, 2026
  22. Aug 19, 2026Insider saleCEO James S. Mahan III sold $412,316 under a 10b5-1 plan
  23. Aug 19, 2026Planned saleMAHAN JAMES S III (officer, director) filed notice to sell about $427,800 around Aug 19, 2026
  24. Aug 13, 2026Insider saleCEO James S. Mahan III sold $430,973 under a 10b5-1 plan
  25. Aug 12, 2026Insider saleCEO James S. Mahan III sold $427,475 under a 10b5-1 plan
  26. Aug 4, 2026Insider saleDirector David G. Lucht sold $88,721
  27. Aug 4, 2026Insider saleChief Experience Officer Courtney Spencer sold $6,718
  28. Aug 3, 2026Insider saleDirector William L. Williams III sold $361,865 under a 10b5-1 plan
  29. Jul 28, 2026Insider saleChief Banking Officer Mark Michael Moroz sold $256,670
  30. Jul 27, 2026Insider saleDirector David G. Lucht sold $126,396
  31. Jul 1, 2026Insider saleDirector William L. Williams III sold $349,506 under a 10b5-1 plan
  32. Jun 24, 2026Insider saleDirector William L. Williams III sold $336,454 under a 10b5-1 plan

Recent insider trades

Open-market purchases (code P) and sales (code S) from Form 4. Grants, option exercises and gifts are not shown. Latest filing: Sep 11, 2026.

Recent LOB insider trades
FiledTradedInsiderRoleTypeSharesPrice ($)ValueHoldingFiling
Sep 11Sep 10James S. Mahan IIICEOCEO (ind.)▼ SELL10b5-110,00038.75$387K−0.4%Form 4 ↗
Sep 11Sep 9James S. Mahan IIICEOCEO (ind.)▼ SELL10b5-110,00038.63$386K−0.4%Form 4 ↗
Sep 8Sep 3James S. Mahan IIICEOCEO (ind.)▼ SELL10b5-110,00039.75$397K−0.4%Form 4 ↗
Sep 8Sep 3William L. Williams IIIDirectorDirector (ind.)▼ SELL10b5-16,59040.09$264K−0.6%Form 4 ↗
Sep 8Sep 3Tonya Williams BradfordDirectorDirector▼ SELL1,60039.89$64K−17%Form 4 ↗
Sep 3Sep 2James S. Mahan IIICEOCEO (ind.)▼ SELL10b5-110,00039.54$395K−0.4%Form 4 ↗
Sep 3Sep 2William L. Williams IIIDirectorDirector (ind.)▼ SELL10b5-11,81040.00$72K−0.2%Form 4 ↗
Aug 28Aug 26James S. Mahan IIICEOCEO (ind.)▼ SELL10b5-110,00039.99$400K−0.4%Form 4 ↗
Aug 28Aug 27James S. Mahan IIICEOCEO (ind.)▼ SELL10b5-110,00039.66$397K−0.4%Form 4 ↗
Aug 21Aug 19James S. Mahan IIICEOCEO (ind.)▼ SELL10b5-110,00041.23$412K−0.4%Form 4 ↗
Source: SEC Form 4 filings, retrieved Oct 28, 2026. How we read filings
All 20 LOB insider trades →

Insiders who traded in the past year

InsiderRoleBuysBoughtSellsSoldLatest
James S. Mahan IIICEO0$010$4.04MSep 11, 2026
William L. Williams IIIDirector0$05$1.38MSep 8, 2026
Tonya Williams BradfordDirector0$01$64KSep 8, 2026
David G. LuchtDirector0$02$215KAug 5, 2026
Courtney SpencerChief Experience Officer0$01$7KAug 5, 2026
Mark Michael MorozChief Banking Officer0$01$257KJul 29, 2026
Filing quality

A All 20 insider trades reported on time. How it is graded

Reading these numbers

Insiders sell for many reasons: taxes, diversification, a house. Purchases with their own money are rarer and are usually read as more informative. A Form 4 is due within two business days of the trade. How to read a Form 4 →