About this page
Insider trades reported on SEC Form 4: when the people who run a company buy or sell its shares with their own money.
How to read it
- Form 4
- The form a company insider (officer, director or owner of more than 10%) must file with the SEC within two business days of buying or selling the company's shares.
- Buy (P) and Sell (S)
- Open-market purchases and sales. Gifts, option exercises and automatic tax withholding are left out because they say little about what the insider thinks.
- Value
- Shares times price, as reported on the filing.
- 10b5-1
- A trade made under a plan set up in advance. Planned sales are common and usually say less than an unplanned purchase.
- Late filing
- A Form 4 filed more than two business days after the trade.
- Vs. S&P 500
- How the stock did after the trade minus how the overall market did in the same weeks.
A real example
In January 2016, when bank stocks were falling, JPMorgan Chase CEO Jamie Dimon bought 500,000 JPMorgan shares with his own money, worth about $26 million. His Form 4 made the purchase public within days, and investors read it as a strong sign of confidence.
Explain it like I'm 13
If the coach of a team bets his own allowance that his team will win, that tells you something. A Form 4 is the note a company boss must hand in whenever he buys or sells his own company's shares, so everyone can see it.
Data from public SEC filings and congressional reports. Information, not investment advice. Check every number against the filing linked on the page.
Neptune Insurance Holdings Inc. (NP): Insider Trades and Fund Holdings
In the past 12 months, Neptune Insurance Holdings Inc. insiders reported no open-market purchases and 8 sales worth $125.6M; 3 of the sales were reported as made under a 10b5-1 trading plan.
Timeline: news and trades
Company filings (8-K), insider trades, notices of planned sales (Form 144), Congress trades and fund moves in the past year, newest first.
- Oct 20, 2026NewsCompany reported: Quarterly or annual results; Executive or director change
- Oct 8, 2026Insider salePresident Matthew Paul Duffy sold $2.4 million under a 10b5-1 plan (7 days after: executive or director change)
- Oct 6, 2026Insider salePresident Matthew Paul Duffy sold $1.1 million under a 10b5-1 plan (5 days after: executive or director change)
- Oct 2, 2026Insider salePresident Matthew Paul Duffy sold $1.1 million under a 10b5-1 plan (1 days after: executive or director change)
- Oct 2, 2026Planned saleMATTHEW DUFFY (officer) filed notice to sell about $4.5 million around Oct 2, 2026
- Oct 1, 2026NewsCompany reported: Executive or director change
- Sep 14, 2026Insider saleDirector Jonathan Winant Carlon sold $1.6 million
- Sep 14, 2026Planned saleJonathan Winant Carlon (director of corporate development) filed notice to sell about $1.6 million around Sep 14, 2026
- Aug 13, 2026Insider saleCFO James Steiner sold $1.8 million
- Aug 12, 2026Insider saleCFO James Steiner sold $1.3 million
- Aug 12, 2026Planned saleJames Steiner (director and chief financial officer) filed notice to sell about $3.2 million around Aug 12, 2026
- Jul 29, 2026Insider sale10% owner Ftv Vii, L.P. sold $62 million
- Jul 29, 2026Insider sale10% owner Bsiv Hold 101, LP sold $54.2 million
- Jul 29, 2026Planned saleFTV VII, L.P. (10% stockholder) filed notice to sell about $62 million around Jul 29, 2026
- Jul 29, 2026Planned saleBSIV HOLD 101, LP (10% stockholder) filed notice to sell about $54.2 million around Jul 29, 2026
- Jun 30, 2026FundSoros Fund Management added 1% in Q2 2026 (13F filed Aug 14, 2026)
- Jun 30, 2026FundRenaissance Technologies added 4% in Q2 2026 (13F filed Aug 13, 2026)
Recent insider trades
Open-market purchases (code P) and sales (code S) from Form 4. Grants, option exercises and gifts are not shown. Latest filing: Oct 9, 2026.
| Filed | Insider | Type | Value |
|---|---|---|---|
| Oct 9 | Matthew Paul DuffyPresident | ▼ SELL10b5-1 | $2.37M |
| Oct 7 | Matthew Paul DuffyPresident | ▼ SELL10b5-1 | $1.12M |
| Oct 5 | Matthew Paul DuffyPresident | ▼ SELL10b5-1 | $1.10M |
| Sep 15 | Jonathan Winant CarlonDirector | ▼ SELL | $1.56M |
| Aug 14 | James SteinerCFO | ▼ SELL | $1.81M |
| Aug 14 | James SteinerCFO | ▼ SELL | $1.34M |
| Jul 31 | Ftv Vii, L.P.10% owner | ▼ SELL | $62.0M |
| Jul 31 | Bsiv Hold 101, LP10% owner | ▼ SELL | $54.2M |
Insiders who traded in the past year
| Insider | Role | Buys | Bought | Sells | Sold |
|---|---|---|---|---|---|
| Matthew Paul Duffy | President | 0 | $0 | 3 | $4.60M |
| Jonathan Winant Carlon | Director | 0 | $0 | 1 | $1.56M |
| James Steiner | CFO | 0 | $0 | 2 | $3.14M |
| Ftv Vii, L.P. | 10% owner | 0 | $0 | 1 | $62.0M |
| Bsiv Hold 101, LP | 10% owner | 0 | $0 | 1 | $54.2M |
A All 8 insider trades reported on time. How it is graded
Tracked funds that report NP
From each fund's latest 13F. Holdings are as of quarter end and are filed up to 45 days later.
| Fund | Shares | Value | Change |
|---|---|---|---|
| Soros Fund Management | 172,280 | $5.43M | ▲ +0.7% |
| Renaissance Technologies | 166,671 | $5.25M | ▲ +3.7% |
Reading these numbers
Insiders sell for many reasons: taxes, diversification, a house. Purchases with their own money are rarer and are usually read as more informative. A Form 4 is due within two business days of the trade. How to read a Form 4 →