Wednesday, October 28, 2026
Data from SEC filings, checked daily
Public filings, plainly told
AboutMethodSourcesNewsletter
StockCIK 102109

DeFi Capital Markets, Inc. (UUU): Insider Trades and Fund Holdings

In the past 12 months, DeFi Capital Markets, Inc. insiders reported 31 open-market purchases worth $93.2M and 0 sales worth $0.

31Insider buys, 12 months
$93.2MBought by insiders, 12 months
$0Sold by insiders, 12 months
0Tracked funds holding

Timeline: news and trades

Company filings (8-K), insider trades, notices of planned sales (Form 144) and fund moves in the past year, newest first.

  1. Sep 30, 2026Insider buyDirector Milton C. Ault III bought $92.4 million
  2. Sep 23, 2026Insider buyDirector Milton C. Ault III bought $62,971
  3. Sep 22, 2026Insider buyDirector Milton C. Ault III bought $15,068
  4. Sep 21, 2026Insider buyDirector Milton C. Ault III bought $507
  5. Sep 18, 2026Insider buyDirector Milton C. Ault III bought $501
  6. Sep 17, 2026Insider buyDirector Milton C. Ault III bought $972
  7. Sep 8, 2026Insider buyDirector Milton C. Ault III bought $1,695
  8. Sep 4, 2026Insider buyDirector Milton C. Ault III bought $3,795
  9. Sep 3, 2026Insider buyDirector Milton C. Ault III bought $549
  10. Sep 1, 2026Insider buyDirector Milton C. Ault III bought $515
  11. Aug 31, 2026Insider buyDirector Milton C. Ault III bought $13,615
  12. Aug 28, 2026Insider buyDirector Milton C. Ault III bought $55,995
  13. Aug 27, 2026Insider buyDirector Milton C. Ault III bought $31,820
  14. Aug 26, 2026Insider buyDirector Milton C. Ault III bought $61,972
  15. Aug 25, 2026Insider buyDirector Milton C. Ault III bought $55,600
  16. Aug 24, 2026Insider buyDirector Milton C. Ault III bought $65,904
  17. Aug 21, 2026Insider buyDirector Milton C. Ault III bought $137,331
  18. Aug 20, 2026Insider buyDirector Milton C. Ault III bought $46,013
  19. Aug 19, 2026Insider buyDirector Milton C. Ault III bought $148,337
  20. Aug 18, 2026Insider buyDirector Milton C. Ault III bought $26,507
  21. Aug 17, 2026Insider buyDirector Milton C. Ault III bought $26,549

Recent insider trades

Open-market purchases (code P) and sales (code S) from Form 4. Grants, option exercises and gifts are not shown. Latest filing: Oct 1, 2026.

Recent UUU insider trades
FiledTradedInsiderRoleTypeSharesPrice ($)ValueHoldingFiling
Oct 1Sep 30Milton C. Ault IIIDirectorDirector (ind.)▲ BUY18,0005134.00$92.4M+1.6%Form 4 ↗
Sep 24Sep 23Milton C. Ault IIIDirectorDirector (ind.)▲ BUY12,0345.11$61K+1.1%Form 4 ↗
Sep 24Sep 22Milton C. Ault IIIDirectorDirector (ind.)▲ BUY3,0005.02$15K+0.3%Form 4 ↗
Sep 24Sep 23Milton C. Ault IIIDirectorDirector▲ BUY3004.98$1K+2.9%Form 4 ↗
Sep 24Sep 21Milton C. Ault IIIDirectorDirector▲ BUY1005.07$507+1.0%Form 4 ↗
Sep 22Sep 18Milton C. Ault IIIDirectorDirector▲ BUY1005.01$501+1.0%Form 4 ↗
Sep 21Sep 17Milton C. Ault IIIDirectorDirector▲ BUY2004.86$972+2.0%Form 4 ↗
Sep 10Sep 8Milton C. Ault IIIDirectorDirector (ind.)▲ BUY3005.65$2K+0.0%Form 4 ↗
Sep 10Sep 1Milton C. Ault IIIDirectorDirector▲ BUY1005.15$515+1.1%Form 4 ↗
Sep 8Sep 4Milton C. Ault IIIDirectorDirector▲ BUY7005.42$4K+7.6%Form 4 ↗
Source: SEC Form 4 filings, retrieved Oct 28, 2026. How we read filings
All 31 UUU insider trades →

Insiders who traded in the past year

InsiderRoleBuysBoughtSellsSoldLatest
Milton C. Ault IIIDirector31$93.2M0$0Oct 1, 2026

Buybacks and executive pay

YearCEO pay reportedCEO pay "actually paid"Value of $100 invested
2025$514K$514Kn/a
2024$433K$433Kn/a
2023$423K$423Kn/a

From the company's XBRL data filed with the SEC. "Actually paid" is the SEC's pay-versus-performance measure, which counts changes in the value of stock awards. "Value of $100 invested" is the company's cumulative shareholder return as reported, usually measured from five years earlier. See all buybacks and CEO pay across companies.

Reading these numbers

Insiders sell for many reasons: taxes, diversification, a house. Purchases with their own money are rarer and are usually read as more informative. A Form 4 is due within two business days of the trade. How to read a Form 4 →